Financial Regulatory Check

Has the applicant been involved in any activities that may make them unsuitable for the position?

CVCheck’s Financial Regulatory Check entails a search of individuals who have been disqualified from involvement in the management of a corporation, banned from being securities or futures representatives, banned or disqualified from practising in the financial services industry, individuals who have had Enforceable Undertakings accepted and individuals who have been disqualified from holding prudentially significant roles within the Australian authorised deposit taking, general insurance and superannuation industries.

For these reasons we recommend that you request a Financial Regulatory Check on all applicants who will have involvement in the management and/or finances of your organisation—before you hire them—as part of your risk management procedures.

Turnaround time: 1-2 days *

Explore our complete list of Background Checks